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The New York Stock Exchange | The Nasdaq Stock Market | NYSE Alternext or Regional Exchanges | Exchange - Listed Options
Securities Listed on New York Stock Exchange
| Summary Statistics: |
| Non-directed orders as percentage of total customer orders | 100.00% |
| Market orders as percentage of total non-directed orders | 91.22% |
| Limit orders as percentage of total non-directed orders | 5.34% |
| Other orders as percentage of total non-directed orders | 3.44% |
| Information Concerning Significant Venues | Types of Orders Routed to Venue: |
| Non-directed orders | Market orders
as Percentage of
total market orders | Limit orders
as Percentage of
total limit orders | Other orders
as Percentage of
total other orders |
| 1. | Knight Capital Markets, LLC |
| 28.52% | 27.49% | 37.62% | 41.54% |
| 2. | National Financial Services LLC |
| 23.65% | 25.81% | 1.98% | 0.00% |
|
| 16.83% | 16.94% | 15.84% | 15.38% |
| 4. | Citadel Derivatives Group LLC |
| 16.61% | 15.60% | 24.75% | 30.77% |
| 5. | Citigroup Global Markets, Inc |
| 8.73% | 8.87% | 3.96% | 12.31% |
|
| 2.70% | 2.90% | 0.99% | 0.00% |
| 7. | AlterNet Securities Inc. |
| 1.43% | 1.57% | 0.00% | 0.00% |
|
| 0.37% | 0.41% | 0.00% | 0.00% |
|
| 0.37% | 0.41% | 0.00% | 0.00% |
|
| 0.26% | 0.00% | 4.95% | 0.00% |
Securities Listed on The Nasdaq Stock Market
| Summary Statistics: |
| Non-directed orders as percentage of total customer orders | 100.00% |
| Market orders as percentage of total non-directed orders | 85.98% |
| Limit orders as percentage of total non-directed orders | 12.43% |
| Other orders as percentage of total non-directed orders | 1.59% |
| Information Concerning Significant Venues : | Types of Orders Routed to Venue: |
| Non-directed orders | Market orders
as Percentage of
total market orders | Limit orders
as Percentage of
total limit orders | Other orders
as Percentage of
total other orders |
|
| 26.01% | 25.04% | 29.07% | 54.55% |
| 2. | Citadel Derivatives Group LLC |
| 23.12% | 24.20% | 18.60% | 0.00% |
| 3. | National Financial Services LLC |
| 21.68% | 24.71% | 3.49% | 0.00% |
| 4. | Knight Equity Markets, L.P. |
| 18.79% | 16.13% | 33.72% | 45.45% |
| 5. | Citigroup Global Markets, Inc. |
| 5.64% | 6.05% | 3.49% | 0.00% |
|
| 1.59% | 1.85% | 0.00% | 0.00% |
| 7. | AlterNet Securities Inc. |
| 1.45% | 1.68% | 0.00% | 0.00% |
|
| 0.58% | 0.00% | 4.65% | 0.00% |
|
| 0.43% | 0.00% | 3.49% | 0.00% |
|
| 0.43% | 0.00% | 3.49% | 0.00% |
Securities Listed on NYSE Alternext or Regional Exchanges
| Summary Statistics: |
| Non-directed orders as percentage of total customer orders | 100.00% |
| Market orders as percentage of total non-directed orders | 94.03% |
| Limit orders as percentage of total non-directed orders | 3.06% |
| Other orders as percentage of total non-directed orders | 2.91% |
| Information Concerning Significant Venues : | Types of Orders Routed to Venue: |
| Non-directed orders | Market orders
as Percentage of
total market orders | Limit orders
as Percentage of
total limit orders | Other orders
as Percentage of
total other orders |
| 1. | Citadel Derivatives Group LLC |
| 27.66% | 28.02% | 23.81% | 20.00% |
| 2. | Knight Capital Markets, L.L.C. |
| 23.44% | 22.45% | 42.86% | 35.00% |
|
| 23.44% | 22.76% | 23.81% | 45.00% |
| 4. | National Financial Services, L.L.C. |
| 22.71% | 24.15% | 0.00% | 0.00% |
| 5. | Citigroup Global Markets, Inc. |
| 1.89% | 2.01% | 0.00% | 0.00% |
| 6. | AlterNet Securities Inc. |
| 0.44% | 0.46% | 0.00% | 0.00% |
|
| 0.29% | 0.00% | 9.52% | 0.00% |
|
| 0.15% | 0.15% | 0.00% | 0.00% |
Exchange - Listed Options
| Summary Statistics: |
| Non-directed orders as percentage of total customer orders | 100.00% |
| Market orders as percentage of total non-directed orders | 33.33% |
| Limit orders as percentage of total non-directed orders | 66.67% |
| Other orders as percentage of total non-directed orders | 0.00% |
| Information Concerning Significant Venues : | Types of Orders Routed to Venue: |
| Non-directed orders | Market orders
as Percentage of
total market orders | Limit orders
as Percentage of
total limit orders | Other orders
as Percentage of
total other orders |
|
| 33.33% | 0.00% | 50.00% | 0.00% |
| 2. | The Boston Option Exchange |
| 19.05% | 57.14% | 0.00% | 0.00% |
|
| 14.29% | 28.57% | 7.14% | 0.00% |
| 4. | BATS Options Exchange, Inc. |
| 14.29% | 0.00% | 21.43% | 0.00% |
| 5. | The Chicago Board Options Stock Exchange |
| 14.29% | 0.00% | 21.43% | 0.00% |
|
| 4.76% | 14.29% | 0.00% | 0.00% |
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